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The Financial Services Authority (the FSA - the financial services regulator in the UK) has issued guidance on the Unfair Terms in Consumer Contracts Regulations 1999, which are intended to limit unfair...
FSA warns price comparison websites to consider regulated activity requirements when directing users to insurance websites
The Financial Services Authority has written to financial price comparison websites to warn them of the need to consider whether they are taking part of regulated activity and therefore need a licence...
FSA announces more convictions for insider dealing
The Financial Services Authority (FSA) recently demonstrated its toughened stance against illegal insider dealing in its prosecutions against Malcolm Calvert and his accomplice, Bertie Hatcher.
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Mr...
FSA findings of market abuse upheld
The Financial Services and Markets Tribunal (FSMT) published a decision on 11 January 2010 which upheld findings made by the Financial Services Authority (FSA) on market abuse by a research analyst and...